FI Compliance Solutions

2012 Case Study Library

The following are recent case studies.  Each exampling a solution to number of unique challenges. We invite you to check back often as we cycle out old case studies and replace them with new ones.


Recent Case Studies Download PDF
Bethpage Federal Credit Union
Challenge: Bethpage had completed an internallydeveloped risk assessment and was disappointed to discover that lower-level management did not understand how to properly evaluate risk. Bethpage needed a way to teach its front-line managers how to identify and evaluate risk.
PDF File
ABNB Federal Credit Union
Challenge: ABNB’s risk management efforts were highly fragmented, with each department responsible for its own area. ABNB wanted to consolidate all the individual areas of risk in order to provide management with consolidated view of enterprise risk.
PDF File
Nevada Bank & Trust
Challenge: Nevada Bank & Trust was operating in a reactive mode with respect to risk management. They were unequipped to proactively identify, prioritize and mitigate risks to the institution.
PDF File
Richfield Bloomington Credit Union
Challenge: RBCU converted to a new core processing system in 2005. For the next two years, management focused on implementing the new system and retraining staff. In 2007, a regulatory exam uncovered problems with RBCU’s system of internal controls – internal policies and procedures had not been updated to reflect the institution’s new information technology (IT) and operating environment.
PDF File

 

 


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